Commentary

Joanna Fields
Traders Magazine Online News

Navigating Cybersecurity on a Stretch of "Regulatory Rapids"

In this shared commentary, Aplomb Strategies writes that when considering a firm’s governance structure, a holistic approach makes the most sense.

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Now that the SEC has approved the CHX's petition for a speed bump, will you be more likely to send them your order flow?




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STANY Officers

STANY Officers



Officers: Chadd Kirk, Director, Oppenheimer Asset Management; Lisa Utasi, Past President, Citigroup Asset Management; Stephen Kay,

2nd Vice President, Knight Capital Group; Gary Distell, Treasurer, Bear Stearns; Kimberly Unger, Executive Director, STANY; Peter Battaglia, Director, Fulcrum Global Partners; Alexis Stern Crespin, Director, UBS Capital Markets LP;

Back Row: Robert Arancio, Secretary, Lehman Brothers; Gregg Dudzinski, Director, Wm. V. Frankel; Deborah Kase, Director, BNY Brokerage; Bill Vance, President, Prudential Equity Group; Gerry DeCaro, Director, Knight Capital Group; Steve Nelson, Consultant, The Nelson Law Firm LLC; Michael Santucci, 1st Vice President, Vandham Securities.


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