Commentary

Joanna Fields
Traders Magazine Online News

Navigating Cybersecurity on a Stretch of "Regulatory Rapids"

In this shared commentary, Aplomb Strategies writes that when considering a firm’s governance structure, a holistic approach makes the most sense.

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Now that the SEC has approved the CHX's petition for a speed bump, will you be more likely to send them your order flow?




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General Reception, March 12

General Reception, March 12



Jim Brandt, Duncan Hurst Asset Management, Los Angeles; Gerard and Lee Sweeney, Legg Mason, San Francisco; Carrie Haraburda, Susan Brandt, both guests; David Haraburda, Legg Mason, San Francisco.


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