Commentary

David Weisberger

Is Rule 606 Broken?

Is Rule 606 hopelessly outdated and broken? RegOne's Weisberger examines the regulation and whether or not it is outdated and fails to require disclosure of the vast majority of all routing.

Traders Poll

Will accused high-frequency trader Navinder Sarao be extradited to the U.S. to face charges related to the May 2010 Flash Crash.




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Los Angeles Securities Traders Association of Los Angeles

Business Meeting and Panel



Dave Cantrell, Raymond James, Los Angeles; Adam Nunes, Nasdaq, Krista Tulley, Instinet,

Bob McCooey, Griswold & Co., all New York; Richard Waks, Imperial Capital, Los Angeles; Mary McDermott Holland, Franklin Portfolio Associates, Boston.


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