Commentary

Rob Daly

Industry Questions Reg SCI's Effectiveness After SEC Vote

Investment market participants still doubt that the new system risk rule will have any impact in a complex and far-reaching global market structure.

Traders Poll

Are you excited about the opening of the Chinese equity markets and the Hong Kong-Shanghai trading link?

Yes

83%

No

17%

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Los Angeles Securities Traders Association of Los Angeles

Business Meeting and Panel



Dave Cantrell, Raymond James, Los Angeles; Adam Nunes, Nasdaq, Krista Tulley, Instinet,

Bob McCooey, Griswold & Co., all New York; Richard Waks, Imperial Capital, Los Angeles; Mary McDermott Holland, Franklin Portfolio Associates, Boston.


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