Brett Cenkus
Traders Magazine Online News

Trump Won't Kill America, Bitcoin Will

In this shared piece, author Brett Cenkus argues that nation-states will cease to exist not because of a who, but a what - and it's already here.

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More News - Regulations

CAT Opens Reporting Registration

Date now set for firms to begin registering for CAT reporting.

Sell-Side Struggles with Rule 606

A dearth of regulatory guidance is vexing for brokers.

QUICK TAKE: NYSE Files for Stay of Transaction Fee Pilot

The NYSE asks for a delay to the Securities and Exchange Commission’s proposed Transaction Fee Pilot.

CANNABIS CORNER: Funding Without Prejudice

It might be getting a whole lot easier to inhale if one is in the cannabis industry.

QUICK TAKE: Cboe's Harkins on Transaction Fee Pilot Proposal

Someone isn't a big fan of the proposed pilot proposal.

FIA Co-Signs Letter on Equivalence of Trading Venues Under EMIR and MiFIR

The letter requests urgent action by the EU authorities to adopt equivalence decisions regarding UK trading venues under EMIR and MIFID in the event of the UK leaving the EU without a deal.

QUICK TAKE: CFTC Chairman Talks Data Tech, Free Markets

Much like the equities exchanges before them, the U.S. Commodity Futures Trading Commission wants to get into the data business.

UK and US Make Joint Statement on Derivatives Trading and Clearing Post-Brexit

Market participants can be assured of the continuity of derivatives trading and clearing activities between the UK and US, following this joint statement by the Bank of England and CFTC, among others.

SEC Names Kothari as Chief Economist and Director of the Division of Economic and Risk Analysis

Dr. Chyhe Becker, who has served as DERA’s Acting Director while the SEC completed its search, will continue to serve both as Deputy Director and Associate Director of Litigation Economics.

CAT Specs Steam Ahead

Although CAT NMS acknowledged that it intends to replace Thesys CAT LLC as the CAT NMS plan processor in early February, officials have declined to identify the successor processor.

FTT: This Time It's Different. Or Is It?

In this op-ed from Jim Toes, President and CEO, Security Traders Association, he examines whether the latest saber rattling about taxing executions is the same ole' song and dance.

Fenergo Deploys On-Demand Regulatory Rules

Rules as a Service future-proofs financial institutions against evolving regulatory requirements in a digital era.

A Way Forward for Crypto-Market Compliance

In this blog from Eventus, the firm examines new ways to ensure compliance when dealing with cyrpto assets.

Proposed CSA Reforms and the Effect on Our Culture of Compliance

In this item shared with Traders Magazine, author Nick Savona examines recent efforts by Canadian regulators to ensure a higher standard for both investors and financial professionals.

IHS Markit Brings ESG Reporting to Private Capital Markets

ESG reporting covers 29 metrics shown to be relevant to investors seeking data from portfolio companies and PE or VC funds themselves.

FLASHBACK FRIDAY GALLERY: California STA of Los Angeles 68th Annual Convention

In this week's FLASHBACK FRIDAY GALLERY, Traders Magazine goes West and looks back to 2003 and the annual STALA conference.

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